Essex Financial Services, Inc.

Q3 2014 13F Holdings Report, Stock Holdings

Signature - Title
Jennifer Krakower - Chief Compliance Officer
Location
Essex, CT
Holdings as of
September 30, 2014
Value $
$335M
Num holdings
299
Date filed
10/31/2014, 03:34 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2014 - Jul 29, 2014
Next filing
Q4 2014 - Jan 7, 2015
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
william terribile AML/Compliance Officer essex, Connecticut 10/31/2014

List of Other Managers Reporting for Essex Financial Services, Inc.:

Name Holdings Value Location File Number
Essex Savings Bank $401M Essex, CT 028-19005