Context Capital Management, LLC

Q3 2018 13F Holdings Report, Stock Holdings

Signature - Title
Grace Brescia - CCO
Location
Lajolla, CA
Holdings as of
September 30, 2018
Value $
$172M
Num holdings
69
Date filed
3/4/2019, 03:32 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2018 - Aug 13, 2018
Next filing
Q4 2018 - Feb 13, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 compared to 2018 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
GRACE M BRESCIA Compliance Officer Hopewell Junction, New York 3/4/2019

The original 13F was filed on time and submitted to Context Partners Fund, LP in error. The 13F should be filed with the RIA and not the fund.

Other Included Managers (1):

Num Name Location File Number
1 Prelude Capital Management, LLC 028-12257