GUGGENHEIM CAPITAL LLC

Q4 2022 13F Holdings Report, Options Holdings

Signature - Title
Robert A. Saperstein - Authorized Signatory
Location
Chicago, IL
Options holdings as of
December 31, 2022
Notional value $
$44.1M
Number of holdings
2
Date filed
2/14/2023, 03:19 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2022 - Nov 14, 2022
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2022 Q4 compared to 2022 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert A. Saperstein Authorized Signatory New York, New York 2/14/2023

Other Included Managers (5):

Num Name Location File Number
1 GUGGENHEIM FUNDS DISTRIBUTORS, LLC Chicago, IL 028-12550
2 SECURITY INVESTORS LLC New York, NY 028-01689
3 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837
4 GIFMS Capital Company, LLC 028-22156
5 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC Chicago, IL 028-11097