All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as
of the end of the calendar quarter for which the report is filed, and the total market value. The market value
column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in
accounts.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Robert A. Saperstein
Senior Managing Director, Authorized Signatory
New York, New York
5/15/2020
Robert A. Saperstein is a Senior Managing Director of Guggenheim Partners, LLC. Guggenheim Capital timely filed its quarterly Form 13F-HR for Q1 2020 on May 15, 2020, but inadvertently submitted it as form type 13F-NT. Based on instructions from the SEC Division of Investment Management, Guggenheim Capital re-submitted the Form 13F-HR for Q1 2020 under the correct form type (13F-HR), and the submission on May 15, 2020 under the incorrect form type 13F-NT has been removed from EDGAR.
We use cookies and similar technologies to provide certain features, enhance
the user experience and deliver content that is relevant to your interests.
Depending on their purpose, analysis and marketing cookies may be used in
addition to technically necessary cookies. By clicking on "Agree and
continue", you declare your consent to the use of the aforementioned cookies.
Here
you can make detailed settings or revoke your consent (in part if necessary)
with effect for the future. For further information, please refer to our
Privacy Policy
.