OTA Financial Group L.P.

Q1 2019 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
James Santori - CFO
Location
Purchase, NY
Holdings as of
March 31, 2019
Value $
$117M
Num holdings
36
Date filed
5/20/2019, 11:10 AM
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included GOOGL, BPR, CHTR, AABA, and LSXMK.
Previous filing
Q4 2018 - Jan 24, 2019
Filing 2019 Q1 - Restatement compared to 2018 Q4 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Santori CFO Purchase, New York 5/20/2019

Other Included Managers (2):

Num Name Location File Number
1 Ota Llc Purchase, NY 028-11280
2 Ota Trading Fund 1 Llc Purchase, NY 028-12833