OTA LLC

Q4 2013 13F Notice

Signature - Title
John Hanratty - Chief Compliance Officer
Location
Purchase
Holdings as of
31 Dec 2013
Num holdings
0
Filing time
12 Feb 2014, 12:13:18 UTC
Form type
13F-NT
Description
No holdings are reported in this report, and all US holdings are reported by other reporting manager(s). Top holdings included .
Next filing
Q2 2014 - 08 Aug 2014
SEC
View on sec.gov

OTA LLC didn't report any stock holdings as of Q4 2013.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Hanratty Chief Compliance Officer Purchase, New York 12 Feb 2014

OTA Financial Group L.P. is reporting for OTA LLC:

Name Holdings Value Location File Number
OTA Financial Group L.P. $143,186,000 Purchase, NY 028-11283