PIPER SANDLER COMPANIES

Q3 2019 13F Notice

Signature - Title
Ann C Mccague - CHIEF COMPLIANCE OFFICER
Location
Minneapolis
Holdings as of
30 Sep 2019
Num holdings
0
Filing time
14 Nov 2019, 09:38:52 UTC
Form type
13F-NT
Description
No holdings are reported in this report, and all US holdings are reported by other reporting manager(s). Top holdings included .
SEC
View on sec.gov

PIPER SANDLER COMPANIES didn't report any stock holdings as of Q3 2019.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
ANN C MCCAGUE CHIEF COMPLIANCE OFFICER Minneapoliis, Minnesota 14 Nov 2019

List of Other Managers Reporting for PIPER SANDLER COMPANIES:

Name Holdings Value Location File Number
PIPER SANDLER & CO. $141,188,581 Minneapolis, MN 028-15951
ADVISORY RESEARCH INC $795,728,933 Chicago, IL 028-05637