PIPER SANDLER COMPANIES

Q3 2019 13F Notice

Signature - Title
Ann C Mccague - CHIEF COMPLIANCE OFFICER
Location
Minneapolis
Holdings as of
September 30, 2019
Num holdings
0
Date filed
11/14/2019, 09:38 AM
Description
No holdings are reported in this report, and all US holdings are reported by other reporting manager(s).

PIPER SANDLER COMPANIES didn't report any stock holdings as of Q3 2019.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
ANN C MCCAGUE CHIEF COMPLIANCE OFFICER Minneapoliis, Minnesota 11/14/2019

List of Other Managers Reporting for PIPER SANDLER COMPANIES:

Name Holdings Value Location File Number
ADVISORY RESEARCH INC $532M Chicago, IL 028-05637
PIPER SANDLER & CO. $126M Minneapolis, MN 028-15951