Lombard Odier Asset Management (USA) Corp

Q3 2018 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Elyse Strauss - Authorized Signatory
Location
New York, NY
Holdings as of
September 30, 2018
Value $
$795M
Num holdings
167
Date filed
11/20/2018, 12:24 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2018 - Aug 14, 2018
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 - Restatement compared to 2018 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Elyse Strauss Authorized Signatory New York, New York 11/19/2018

The reporting investment manager (the "Manager") is filing this Amendment No. 1 to Form 13F-HR (this "Amendment No. 1") to correct an error contained in the Information Table included in the Manager's original Form 13F-HR filed on November 14, 2018 with respect to the quarter ended September 30, 2018 (the "Original Information Table"). Specifically the Original Information Table inadvertently reported one securities position that the Manager in fact did not hold as of the quarter end date. Accordingly, the Information Table included in this Amendment No. 1 (the "Amended Information Table") restates the information included in the Original Information Table, except that the Amended Information Table does not report the one securities position that was inadvertently reported in the Original Information Table.

Other Included Managers (1):

Num Name Location File Number
1 Compagnie Lombard Odier SCmA 028-16235