Stevens First Principles Investment Advisors

Q3 2015 13F Holdings Report, Options Holdings

Signature - Title
Steven Lee Yamshon - Chief Compliance Officer
Location
Newport Beach, CA
Options holdings as of
September 30, 2015
Notional value $
$3K
Number of holdings
2
Date filed
11/10/2015, 07:44 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2015 - Aug 5, 2015
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2015 Q3 compared to 2015 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Steven Lee Yamshon Chief Compliance Officer Newport Beach, California 10/22/2015

Other Included Managers (1):

Num Name Location File Number
1 J.P. Morgan Private Wealth Advisors LLC San Francisco, CA 028-12624