B. Riley Financial, Inc.

Q3 2023 13F Holdings Report, Stock Holdings

Notable people
Bryant R. Riley
Signature - Title
Bryant R. Riley - Co-Chief Executive Officer
Location
Los Angeles, CA
Holdings as of
September 30, 2023
Value $
$297M
Num holdings
25
Date filed
11/13/2023, 05:06 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2023 - Aug 8, 2023
Next filing
Q4 2023 - Feb 12, 2024
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q3 compared to 2023 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Bryant R. Riley Co-Chief Executive Officer Los Angeles, California 11/13/2023

Other Included Managers (1):

Num Name Location File Number
1 B. Riley Securities, Inc. 028-14034