B. Riley Financial, Inc. (Bryant R. Riley)

Q1 2021 13F Holdings Report, Put & Call Options

Notable people
Bryant R. Riley
Signature - Title
Bryant R. Riley - Co-Chief Executive Officer
Location
Los Angeles, California
Options holdings as of
March 31, 2021
Puts & calls notional value $
$65.5M
Number of options holdings
3
Date filed
5/13/2021, 04:04 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2020 - Feb 12, 2021
Next filing
Q2 2021 - Aug 12, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q1 compared to 2020 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 5/13/2021

Other Included Managers (2):

Num Name File Number
1 B. Riley Securities, Inc. 028-14034
2 B. RILEY CAPITAL MANAGEMENT, LLC 028-17147