B. Riley Financial, Inc. (Bryant R. Riley)

Q4 2019 13F Holdings Report, Put & Call Options

Notable people
Bryant R. Riley
Signature - Title
Bryant R. Riley - Co-Chief Executive Officer
Location
Los Angeles, California
Options holdings as of
December 31, 2019
Puts & calls notional value $
$166M
Number of options holdings
1
Date filed
2/5/2020, 04:08 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2019 - Nov 14, 2019
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 2/5/2020

Other Included Managers (1):

Num Name File Number
1 B. Riley FBR, Inc. 028-14034