All US holdings of this investor are reported in this report. Top holdings included MSFT, AAPL, AMZN, BABA, and CSCO. Confidential Treatment Requested (one or more holding(s) omitted).
Filing 2019 Q3 compared to 2019 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding(s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13(f) of the Exchange Act and rule 24b-2 thereunder)
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Neil Daniele
Attorney-in-Fact
New York, New York
13 Nov 2019
For certain positions, Nomura Asset Management Co., Ltd. ("NAM Tokyo") may have investment discretion and/or may have delegated sole investment discretion to certain sub-advisers, while retaining voting authority. In such situations, the number of shares that NAM Tokyo is listing on the 13F as having investment discretion may be lower than the number of shares that NAM Tokyo is listing on the 13F as having voting authority over.
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