NorthRock Partners, LLC

Q4 2025 13F Combination Report, Options Holdings

Signature - Title
Kate Shoemaker - Chief Compliance Officer
Location
Minneapolis, MN
Options holdings as of
31 Dec 2025
Notional value
$7,987,600
Number of holdings
19
Filing time
17 Feb 2026, 15:52:14 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2025 - 14 Nov 2025
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2025 Q4 compared to 2025 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kate Shoemaker Chief Compliance Officer Minneapolis, Minnesota 17 Feb 2026

List of Other Managers Reporting for NorthRock Partners, LLC:

Name Holdings Value Location File Number
PARAMETRIC PORTFOLIO ASSOCIATES LLC Seattle, WA 028-04558
OAK RIDGE INVESTMENTS LLC $1,649,880,954 Chicago, IL 028-06668
AQR CAPITAL MANAGEMENT LLC $190,628,430,516 Greenwich, CT 028-10120
GOLDMAN SACHS ASSET MANAGEMENT, L.P. New York, NY 028-10981
Aperio Group, LLC Sausalito, CA 028-11964
Nuveen Asset Management, LLC Chicago, IL 028-14498
SpiderRock Advisors, LLC Wilimington, DE 028-18017