HARVEST MANAGEMENT LLC

Q4 2019 13F Holdings Report, Options Holdings

Notable people
Marjorie Gochberg Kellner, Nathaniel Bohrer
Signature - Title
Marjorie Gochberg Kellner - Managing Member
Location
New York, NY
Options holdings as of
December 31, 2019
Notional value $
$5.04M
Number of holdings
8
Date filed
2/7/2020, 04:48 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2019 - Oct 30, 2019
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Marjorie Gochberg Kellner Managing Member New York, New York 2/7/2020

Harvest Management, L.L.C., shares investment discretion with and is reporting on behalf of Mr. Bohrer and Ms. Gochberg Kellner with respect to the accounts holding the securities reported herein. With respect to the accounts holding the securities reported herein, Mr. Bohrer and Ms. Gochberg Kellner exercise investment discretion through an institutional investment manager, Harvest Management, L.L.C., which is filing a Form 13-F simultaneously herewith.

Other Included Managers (2):

Num Name Location File Number
1 Nathaniel Bohrer New York, NY 028-07384
2 Marjorie Gochberg Kellner New York, NY 028-04407