Curi RMB Capital, LLC

Q3 2016 13F Combination Report, Restatement, Options Holdings

Signature - Title
Joe McDermott - Chief Compliance Officer
Location
Chicago, IL
Options holdings as of
September 30, 2016
Notional value $
$364M
Number of holdings
29
Date filed
11/17/2016, 10:01 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2016 - Aug 3, 2016
Next filing
Q4 2016 - Mar 10, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q3 - Restatement compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Lisa M. Tamburini Compliance Officer and Legal Counsel Chicago, Illinois 11/17/2016

Other Included Managers (6):

Num Name Location File Number
1 DELAWARE CAPITAL MANAGEMENT INC 028-05920
6 HORIZON ASSET MANAGEMENT LLC 028-06986
19 Convergence Investment Partners, LLC 028-13404
20 LAZARD ASSET MANAGEMENT LLC 028-10469
31 LATEEF INVESTMENT MANAGEMENT, L.P. 028-05358
32 SANTA BARBARA ASSET MANAGEMENT, LLC 028-05621