FLAHERTY & CRUMRINE INC

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Chad C. Conwell - Executive Vice President and Chief Compliance Officer
Location
Pasadena, CA
Holdings as of
September 30, 2016
Value $
$74.4M
Num holdings
8
Date filed
11/14/2016, 06:22 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2016 - Aug 15, 2016
Next filing
Q4 2016 - Feb 14, 2017
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Chad C. Conwell Executive Vice President and Chief Compliance Officer Pasadena, California 11/14/2016