GUGGENHEIM CAPITAL LLC

Q1 2016 13F Holdings Report, Options Holdings

Signature - Title
Robert Saperstein - Senior Managing Director
Location
Chicago, IL
Options holdings as of
31 Mar 2016
Notional value
$0
Number of holdings
0
Filing time
16 May 2016, 15:37:29 UTC
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2015 - 16 Feb 2016
Next filing
Q2 2016 - 15 Aug 2016
Stock holdings
Showing options holdings, see here for stock holdings

GUGGENHEIM CAPITAL LLC didn't report any options holdings as of Q1 2016. Check stock holdings.

Filing 2016 Q1 compared to 2015 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert Saperstein Senior Managing Director New York, New York 16 May 2016

Other Included Managers (5):

Num Name Location File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC Chicago, IL 028-11097
2 GUGGENHEIM FUNDS DISTRIBUTORS, LLC Chicago, IL 028-12550
3 SECURITY INVESTORS LLC New York, NY 028-01689
4 Guggenheim Investment Advisors (Hong Kong) Ltd Central, Hong Kong 028-14372
5 Guggenheim Partners Investment Management, LLC Santa Monica, CA 028-12837