Boussard & Gavaudan Investment Management LLP

Q3 2014 13F Holdings Report, Stock Holdings

Signature - Title
Emmanuel Gavaudan - Chief Compliance Officer
Location
London, United Kingdom
Holdings as of
September 30, 2014
Value $
$167M
Num holdings
116
Date filed
11/5/2014, 10:51 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q4 2014 - Feb 10, 2015
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Deborah Gewinner Chief Compliance Officer London, United Kingdom 11/5/2014

Section 13(f) holdings from periods prior to quarter-ending September 30, 2014 were previously filed under Boussard & Gavaudan Asset Management LP ("BGAM") (File Number 28- 15719). BGAM no longer exercises investment discretion over Section 13(f) securities. Pursuant to the implementation of AIFM, a new firm was created, Boussard & Gavaudan Investment Management LLP ("BGIM") (File Number 28-80122). Accordingly, BGIM exercises investment discretion over the accounts in which Section 13(f) securities were previously reported by BGAM and will file Form 13F Holdings Reports going forward.