Neuberger Berman Canada ULC

Q4 2013 13F Holdings Report, Options Holdings

Signature - Title
Viviana Beltrametti Walker - Chief Compliance Officer
Location
Toronto, Ontario, Canada
Options holdings as of
December 31, 2013
Notional value $
$119M
Number of holdings
6
Date filed
1/29/2014, 11:01 AM
Description
All US holdings of this investor are reported in this report.
Next filing
Q1 2014 - Apr 28, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Aloisio Chief Operating Officer Toronto, Ontario, Canada 1/29/2014

Neuberger Berman Group LLC is reporting for Neuberger Berman Canada ULC:

Name Holdings Value Location File Number
Neuberger Berman Group LLC $128B New York, NY 028-13573

Other Included Managers (1):

Num Name Location File Number
1 Breton Hill Master Fund L.P. 028-15492