D. E. Shaw & Co., Inc.

Q3 2017 13F Holdings Report, Stock Holdings

Notable people
David Shaw
Signature - Title
Daniel R. Marcus - See Additional Information
Location
New York, NY
Holdings as of
September 30, 2017
Value $
$51.5B
Num holdings
2,456
Date filed
11/14/2017, 04:02 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2017 - Aug 14, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q3 compared to 2017 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nathan Thomas See Additional Information New York, New York 11/14/2017

Nathan Thomas signs this Report as Attorney-in-Fact for David E. Shaw, President of D. E. Shaw & Co., Inc. D. E. Shaw & Co., Inc. may be deemed an institutional investment manager in its capacity as the general partner of D. E. Shaw & Co., L.P., which in turn is the managing member of certain other affiliated institutional investment managers. D. E. Shaw & Co., Inc. does not exercise investment or voting discretion, and therefore disclaims such discretion, with respect to Section 13(f) securities. D. E. Shaw & Co., L.P. may be deemed to exercise investment or voting discretion for affiliated institutional investment managers. D. E. Shaw & Co., L.P. does not exercise investment or voting discretion, and therefore disclaims such discretion, with respect to Section 13(f) securities over which such affiliated institutional investment managers exercise investment or voting discretion.

Other Included Managers (5):

Num Name Location File Number
1 D. E. SHAW & CO, L.P. New York, NY 028-05394
2 D. E. Shaw Investment Management, L.L.C. New York, NY 028-11452
3 D. E. Shaw Heliant Adviser, L.L.C. New York, NY 028-14492
4 D. E. Shaw Adviser II, L.L.C. New York, NY 028-15385
5 D. E. Shaw Adviser, L.L.C. 028-16053