Nantahala Capital Management, LLC

Q2 2015 13F Holdings Report, Stock Holdings

Signature - Title
Paul Rehm - Chief Compliance Officer
Location
New Canaan, CT
Holdings as of
30 Jun 2015
Value $
$461,094,000
Num holdings
57
Filing time
14 Aug 2015, 16:31:35 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included DRII, LNW, IMPERIAL HLDGS INC, SODA, and CDXS.
Previous filing
Q1 2015 - 14 Aug 2015
Next filing
Q3 2015 - 13 Nov 2015
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q2 compared to 2015 Q1 - Restatement by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Paul Rehm Chief Compliance Officer Darien, Connecticut 14 Aug 2015

* The value of the FINTECH ACQUISITION CORP UNIT 99/99/9999 units reported reflects the market valuation but for internal valuation purposes we value 50,000 of these shares at a discount due to the limitations on placement units as described in the prospectus. ** The value of the FINTECH ACQUISITION CORP COM reflects the market valuation but for internal valuation purposes we value these shares at a significant discount due to the limitations on founder's shares described in the prospectus.