All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as
of the end of the calendar quarter for which the report is filed, and the total market value. The market value
column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in
accounts.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Stephen L. Farley
Managing Member of G P
New York, New York
5/13/2014
Note: The information provided herein with respect to warrants is based on (i) the number of warrants held by the Reporting Manager as of March 31, 2014 and (ii) the price of such warrants as reported by Northern Trust as of March 31, 2014.
Other Included Managers (1):
Num
Name
Location
File Number
1
FARLEY STEPHEN L
028-10425
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