ADVENT CAPITAL MANAGEMENT /DE/

Q4 2016 13F Holdings Report, Options Holdings

Signature - Title
Paul L Latronica - Managing Director and Portfolio Manager
Location
New York, NY
Options holdings as of
December 31, 2016
Notional value $
$975K
Number of holdings
75
Date filed
2/13/2017, 12:24 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2016 - Nov 22, 2016
Next filing
Q1 2017 - May 5, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q4 compared to 2016 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Paul L Latronica Managing Director and Portfolio Manager New York, New York 2/10/2017

Other Included Managers (2):

Num Name Location File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC Chicago, IL 028-11097
2 Russell Investments Group, Ltd. London, United Kingdom 028-17598