Carlyle Group Inc.

Q4 2016 13F Combination Report, Stock Holdings

Notable people
David Rubenstein
Signature - Title
Jeffrey W. Ferguson - General Counsel
Location
Washington, DC
Holdings as of
December 31, 2016
Value $
$2.37B
Num holdings
16
Date filed
2/10/2017, 04:48 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2016 - Nov 14, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q4 compared to 2016 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jeffrey W. Ferguson General Counsel Washington, District Of Columbia 2/10/2017

Explanatory Note 1: The Carlyle Group L.P. is managed by its general partner, Carlyle Group Management L.L.C., which is managed by a board of directors that is appointed by Carlyle's senior professionals. Explanatory Note 2: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group L.P. However, The Carlyle Group L.P. does not participate in any investment decision-making of AlpInvest Partners B.V.

List of Other Managers Reporting for Carlyle Group Inc.:

Name Holdings Value Location File Number
AlpInvest Partners B.V. $169M Amsterdam, Netherlands 028-15646

Other Included Managers (2):

Num Name Location File Number
1 Carlyle Investment Management LLC Washington, DC 028-12429
2 CIM Global, L.L.C. Washington, DC 028-15024