LEGG MASON, INC.

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Thomas Merchant - General Counsel
Location
Baltimore, MD
Holdings as of
30 Sep 2016
Value $
$10,482,000
Num holdings
23
Filing time
14 Nov 2016, 12:05:58 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included NEM, IWN, EWX, IWS, and IVV.
Previous filing
Q2 2016 - 15 Aug 2016
Next filing
Q4 2016 - 14 Feb 2017
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Thomas Merchant General Counsel Baltimore, Maryland 14 Nov 2016

List of Other Managers Reporting for LEGG MASON, INC.:

Name Holdings Value Location File Number
CLEARBRIDGE, LLC $328,735,000 Baltimore, MD 028-01701
Brandywine Global Investment Management, LLC $14,911,914,746 Philadelphia, PA 028-02204
ROYCE & ASSOCIATES LP $9,861,718,702 New York, NY 028-03780
MARTIN CURRIE LTD Edinburgh, United Kingdom 028-13902
MILLER VALUE PARTNERS, LLC $283,834,386 Sarasota, FL 028-06399
Western Asset Management Company, LLC $45,194,753 Pasadena, CA 028-10245
Legg Mason Asset Management (Japan) Co., Ltd. $90,464,000 Tokyo, Japan 028-11198
Clearbridge Investments, LLC $124,899,232,438 New York, NY 028-11611
EnTrustPermal Management LLC $239,505,000 New York, NY 028-14027
ClearBridge Investments Ltd Sydney, Australia 028-16543
QS Investors, LLC $8,461,635,000 New York, NY 028-14009

Other Included Managers (1):

Num Name Location File Number
1 Miscellaneous