| Sym | Weight | Trade Impact | Company | Class | Shares Change | Activity | Value Change $ | Value $ | * Price $ | Shares | Principal |
|---|
| Name | Title | City, State | Date |
|---|---|---|---|
| Robert Shea | Chief Operating Officer | New York, New York | 8/11/2016 |
| Num | Name | Location | File Number |
|---|---|---|---|
| 1 | Mirae Asset Global Investments (Hong Kong) LTD | Hong Kong, Hong Kong | 028-15175 |
| 2 | Mirae Asset Global Investments (USA) Inc. | New York, NY | 028-15176 |
| 3 | Mirae Asset Global Investments (USA) LLC | New York, NY | 028-15177 |
| 4 | Mirae Asset Canada Acquisition, Inc. | New York, NY | 028-15461 |
| 5 | Global X Investments Canada Inc. | Toronto | 028-15459 |