BARING ASSET MANAGEMENT Ltd

Q2 2016 13F Holdings Report, Stock Holdings

Signature - Title
Christina Coone - Head of regulatory solutions
Location
London, United Kingdom
Holdings as of
June 30, 2016
Value $
$1.23B
Num holdings
143
Date filed
7/25/2016, 10:44 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2016 - Apr 25, 2016
Next filing
Q3 2016 - Oct 24, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q2 compared to 2016 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Christopher Gerald Biggins Head of Organisational Risk and Compliance London, United Kingdom 7/11/2016

Barings is an indirect, wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company ("MassMutual"). Barings has indicated that it exercises investment discretion with respect to the securities positions reported in its Form 13F filing. Nevertheless, such positions are deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of its ownership interests in Barings and for the limited and exclusive purpose of MassMutual's compliance with Section 13(f) of the Securities Exchange Act of 1934, as amended.

BARINGS LLC is reporting for BARING ASSET MANAGEMENT Ltd:

Name Holdings Value Location File Number
BARINGS LLC $4.11B Charlotte, NC 028-00060

Other Included Managers (2):

Num Name Location File Number
1 Baring International Investment Ltd 028-15112
2 BARING ASSET MANAGEMENT ASIA Ltd 028-16290