Context Capital Management, LLC

Q3 2015 13F Holdings Report, Stock Holdings

Signature - Title
Michael S. Rosen - Manager
Location
Lajolla, CA
Holdings as of
30 Sep 2015
Value $
$54,896,000
Num holdings
37
Filing time
17 Nov 2015, 16:29:00 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AFFYMETRIX INC, VECTOR GROUP LTD, SEACOR HOLDINGS INC, SEQUENOM INC, and PDL BIOPHARMA INC.
Previous filing
Q2 2015 - 15 Jul 2015
Next filing
Q4 2015 - 04 Feb 2016
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q3 compared to 2015 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael S. Rosen Manager La Jolla, California 17 Nov 2015

Other Included Managers (1):

Num Name Location File Number
1 PRELUDE CAPITAL MANAGEMENT, LLC New York, NY 028-12257