Capstone Investment Advisors, Llc

Q1 2014 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Joseph J. Lucas - Chief Operating Officer
Location
New York, NY
Holdings as of
31 Mar 2014
Value $
$1.39B
Num holdings
145
Filing time
17 Apr 2014, 13:49:32
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included AAPL, TWC, BEAM, AIG, and KFN.
Previous filing
Q4 2013 - 14 Feb 2014
Next filing
Q2 2014 - 18 Aug 2014
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q1 - Restatement compared to 2013 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joseph J. Lucas Chief Operating Officer New York, New York 15 Apr 2014

Explanatory Note: This Table to this Amendment solely reflects 13(f) reportable securities.