NOMURA HOLDINGS INC

Q4 2013 13F Holdings Report, Options Holdings

Signature - Title
Fernando Del Puerto - Managing Director
Location
Tokyo, Japan
Options holdings as of
December 31, 2013
Notional value $
$7.25B
Number of holdings
108
Date filed
2/13/2014, 08:29 PM
Description
All US holdings of this investor are reported in this report.
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
FERNANDO DEL PUERTO EXECUTIVE DIRECTOR New York, New York 2/13/2014

Other Included Managers (7):

Num Name Location File Number
1 NOMURA SECURITIES INTERNATIONAL INC New York, NY 028-04983
2 NOMURA INTERNATIONAL PLC London, United Kingdom 028-04985
3 NOMURA SECURITIES BERMUDA LTD 028-04993
4 NOMURA GLOBAL FINANCIAL PRODUCTS INC New York, NY 028-15494
5 Nomura Capital Markets plc 028-15597
6 NOMURA SECURITIES CO LTD 028-04979
7 Nomura Corporate Research & Asset Management Inc. New York, NY 028-13982