Transamerica Financial Advisors, Inc.

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Christina Kramer - Head of WFG Compliance
Location
St. Petersburg, FL
Holdings as of
December 31, 2013
Value $
$920M
Num holdings
608
Date filed
1/21/2014, 09:53 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q1 2014 - Apr 15, 2014
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
George Chuang Vice President St Petersburg, Florida 1/17/2014

List of Other Managers Reporting for Transamerica Financial Advisors, Inc.:

Name Holdings Value Location File Number
Betterment LLC $41.9B New York, NY 028-16706

Other Included Managers (1):

Num Name Location File Number
1 TRANSAMERICA CORP Cedar Rapids, IA 028-00136