NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Q1 2017 13F Combination Report, Stock Holdings

Signature - Title
Todd Minichino - Senior Director
Location
New York, NY
Holdings as of
31 Mar 2017
Value $
$801,620,000
Num holdings
30
Filing time
12 May 2017, 15:35:09 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AGGP, HFXI, GRES, IWM, and ESRX.
Previous filing
Q4 2016 - 15 Feb 2017
Next filing
Q2 2017 - 10 Aug 2017
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q1 compared to 2016 Q4 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Todd Minichino Senior Director New York, New York 12 May 2017

List of Other Managers Reporting for NEW YORK LIFE INVESTMENT MANAGEMENT LLC:

Name Holdings Value Location File Number
MACKAY SHIELDS LLC $2,857,443,441 New York, NY 028-00046
PRICE T ROWE ASSOCIATES INC /MD/ $927,464,463,000 Baltimore, MD 028-00115
EAGLE ASSET MANAGEMENT INC St Petersburg, FL 028-01666
JANUS HENDERSON INVESTORS US LLC Denver, CO 028-01343
VAN ECK ASSOCIATES CORP $120,996,383,000 New York, NY 028-02783
Winslow Capital Management, LLC $29,802,721,291 Minneapolis, MN 028-03676
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ $309,900,266,454 Boston, MA 028-04968
MARKSTON INTERNATIONAL LLC $99,068,000 White Plains, NY 028-04869
PACIFIC INVESTMENT MANAGEMENT CO LLC Newport Beach, CA 028-10952
Epoch Investment Partners, Inc. $17,598,526,605 New York, NY 028-10968
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT $1,743,763,030 Dallas, TX 028-12384
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. $14,291,364,000 New York, NY 028-13283
S.c.a. Candriam $19,991,410,950 Strassen 028-16845

Other Included Managers (1):

Num Name Location File Number
1 NYL Investors LLC New York, NY 028-16259