NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Q3 2015 13F Combination Report, Stock Holdings

Signature - Title
Kevin Bopp - Chief Compliance Officer
Location
New York, NY
Holdings as of
September 30, 2015
Value $
$1.07B
Num holdings
256
Date filed
11/16/2015, 10:56 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2015 - Aug 13, 2015
Next filing
Q4 2015 - Feb 16, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2015 Q3 compared to 2015 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Todd Minichino Senior Director Parsippany, New Jersey 11/16/2015

List of Other Managers Reporting for NEW YORK LIFE INVESTMENT MANAGEMENT LLC:

Name Holdings Value Location File Number
Fiera Capital Corp $33.3B Montreal, Quebec, Canada 028-14036
Winslow Capital Management, LLC $27.7B Minneapolis, MN 028-03676
Epoch Investment Partners, Inc. $21.9B New York, NY 028-10968
Candriam S.C.A. $16.4B Strassen, Luxembourg, Luxembourg 028-16845
PineStone Asset Management Inc. $10.4B Montreal, Quebec, Canada 028-23078
SEGALL BRYANT & HAMILL, LLC $5.64B Chicago, IL 028-03381
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC $5.46B Radnor, PA 028-06044
MACKAY SHIELDS LLC $3.65B New York, NY 028-00046
SigFig Wealth Management, LLC $2.63B San Francisco, CA 028-17789
NYL Investors LLC $1.41B New York, NY 028-16259
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT $1.36B Dallas, TX 028-12384
AMERICAN CENTURY INVESTMENT MANAGEMENT INC Kansas City, MO 028-01091
Brown Advisory LLC Baltimore, MD 028-05775
FIAM LLC Smithfield, RI 028-12282
JANUS HENDERSON INVESTORS US LLC Denver, CO 028-01343
Newton Investment Management (North America) Ltd London, United Kingdom 028-17543
PACIFIC INVESTMENT MANAGEMENT CO LLC Newport Beach, CA 028-10952
Wellington Management Co LLP Boston, MA 028-16899

Other Included Managers (3):

Num Name File Number
1 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 028-13283
2 NYL Investors LLC 028-16259
3 NEW YORK LIFE INSURANCE CO 028-00065