NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Q3 2014 13F Combination Report, Stock Holdings

Signature - Title
Kevin Bopp - Chief Compliance Officer
Location
New York, NY
Holdings as of
September 30, 2014
Value $
$607M
Num holdings
198
Date filed
11/14/2014, 04:49 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2014 - Aug 14, 2014
Next filing
Q4 2014 - Feb 13, 2015
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Todd Minichino Senior Director Parsippany, New Jersey 11/14/2014

List of Other Managers Reporting for NEW YORK LIFE INVESTMENT MANAGEMENT LLC:

Name Holdings Value Location File Number
Fiera Capital Corp $33.3B Montreal, Quebec, Canada 028-14036
Winslow Capital Management, LLC $27.8B Minneapolis, MN 028-03676
Epoch Investment Partners, Inc. $22.3B New York, NY 028-10968
Candriam S.C.A. $17.3B Strassen, Luxembourg, Luxembourg 028-16845
PineStone Asset Management Inc. $10.4B Montreal, Quebec, Canada 028-23078
SEGALL BRYANT & HAMILL, LLC $7.33B Chicago, IL 028-03381
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC $6.29B Radnor, PA 028-06044
MACKAY SHIELDS LLC $3.65B New York, NY 028-00046
SigFig Wealth Management, LLC $2.73B San Francisco, CA 028-17789
NYL Investors LLC $1.58B New York, NY 028-16259
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT $1.36B Dallas, TX 028-12384
AMERICAN CENTURY INVESTMENT MANAGEMENT INC Kansas City, MO 028-01091
Brown Advisory LLC Baltimore, MD 028-05775
FIAM LLC Smithfield, RI 028-12282
JANUS HENDERSON INVESTORS US LLC Denver, CO 028-01343
Newton Investment Management (North America) Ltd London, United Kingdom 028-17543
PACIFIC INVESTMENT MANAGEMENT CO LLC Newport Beach, CA 028-10952
Wellington Management Co LLP Boston, MA 028-16899

Other Included Managers (2):

Num Name Location File Number
1 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 028-13283
2 NYL Investors LLC 028-16259