NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Q4 2013 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Todd Minichino - Senior Director
Location
New York, NY
Holdings as of
31 Dec 2013
Value $
$400,534,000
Num holdings
150
Filing time
18 Feb 2014, 11:12:29 UTC
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MINT, AGG, BND, DYN, and AMT.
Next filing
Q1 2014 - 15 May 2014
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Todd Minichino Senior Director Parsippany, New Jersey 18 Feb 2014

List of Other Managers Reporting for NEW YORK LIFE INVESTMENT MANAGEMENT LLC:

Name Holdings Value Location File Number
INSTITUTIONAL CAPITAL LLC $6,748,216,000 Chicago, IL 028-00016
MACKAY SHIELDS LLC $2,857,443,441 New York, NY 028-00046
PRICE T ROWE ASSOCIATES INC /MD/ $927,464,463,000 Baltimore, MD 028-00115
DIMENSIONAL FUND ADVISORS LP $476,723,646,972 Austin, TX 028-01186
EAGLE ASSET MANAGEMENT INC St Petersburg, FL 028-01666
JANUS HENDERSON INVESTORS US LLC Denver, CO 028-01343
VAN ECK ASSOCIATES CORP $120,996,383,000 New York, NY 028-02783
Winslow Capital Management, LLC $29,802,721,291 Minneapolis, MN 028-03676
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ $309,900,266,454 Boston, MA 028-04968
MARKSTON INTERNATIONAL LLC $99,068,000 White Plains, NY 028-04869
CORNERSTONE CAPITAL MANAGEMENT LLC $634,535,000 Edina, MN 028-05923
DUPONT CAPITAL MANAGEMENT CORP $887,035,526 Wilmington, DE 028-05977
PACIFIC INVESTMENT MANAGEMENT CO LLC Newport Beach, CA 028-10952
Epoch Investment Partners, Inc. $17,598,526,605 New York, NY 028-10968
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. $14,291,364,000 New York, NY 028-13283
Marketfield Asset Management LLC $127,176,363 New York, NY 028-15275

Other Included Managers (1):

Num Name Location File Number
1 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. New York, NY 028-13283