OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

Q3 2023 13F Holdings Report, New Holdings, Stock Holdings

Signature - Title
Charles Mathys - CCO
Location
Chicago, IL
Holdings as of
30 Sep 2023
Value $
$1.37B
Num holdings
7
Filing time
14 Feb 2024, 10:55:14 UTC
Form type
13F-HR/A-1 - New Holdings
Description
Top holdings included SGEN, VMW, NEWR, DEN, and ABCM. Request for Confidential Treatment (30 Sep 2023): Confidential Treatment Expired on 31 Dec 2023.
Previous filing
Q2 2023 - 14 Aug 2023
Next filing
Q4 2023 - 14 Feb 2024
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

This filing lists securities holdings reported on the form 13F filed on 30 Sep 2023 pursuant to a request for confidential treatment and for which confidential treatment expired on 31 Dec 2023.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Charles Mathys CCO Chicago, Illinois 14 Feb 2024