OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

Q1 2021 13F Holdings Report, New Holdings, Stock Holdings

Signature - Title
Charles Mathys - O'Connor CCO
Location
Chicago, IL
Holdings as of
March 31, 2021
Value $
$555M
Num holdings
7
Date filed
11/12/2021, 10:42 AM
Description
Request for Confidential Treatment (3/31/2021): Confidential Treatment Expired on 9/30/2021
Previous filing
Q4 2020 - Feb 17, 2021
Next filing
Q2 2021 - Aug 13, 2021
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

This filing lists securities holdings reported on the form 13F filed on 03-31-2021 pursuant to a request for confidential treatment and for which confidential treatment expired on 09-30-2021.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Charles Mathys CCO Chicago, Illinois 11/12/2021