OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

Q1 2020 13F Holdings Report, New Holdings, Stock Holdings

Signature - Title
Charles Mathys - Chief Compliance Officer
Location
Chicago, IL
Holdings as of
31 Mar 2020
Value $
$1,375,235,000
Num holdings
11
Filing time
12 Feb 2021, 16:15:41 UTC
Form type
13F-HR/A-3 - New Holdings
Description
Top holdings included TIF, ETFC, LM, AMTD, and WMGI. Request for Confidential Treatment (31 Mar 2020): Confidential Treatment Expired on 31 Dec 2020.
Previous filing
Q4 2019 - 14 Feb 2020
Next filing
Q2 2020 - 13 Aug 2020
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

This filing lists securities holdings reported on the form 13F filed on 31 Mar 2020 pursuant to a request for confidential treatment and for which confidential treatment expired on 31 Dec 2020.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Charles Mathys Chief Compliance Officer Chicago, Illinois 12 Feb 2021