OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

Q4 2019 13F Holdings Report, New Holdings, Stock Holdings

Signature - Title
Charles Mathys - Chief Compliance Officer
Location
Chicago, IL
Holdings as of
31 Dec 2019
Value $
$160,119,000
Num holdings
1
Filing time
12 Feb 2021, 16:06:54 UTC
Form type
13F-HR/A-3 - New Holdings
Description
Top holdings included AMTD. Request for Confidential Treatment (31 Dec 2019): Confidential Treatment Expired on 31 Dec 2020.
Previous filing
Q3 2019 - 14 Nov 2019
Next filing
Q1 2020 - 15 May 2020
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

This filing lists securities holdings reported on the form 13F filed on 31 Dec 2019 pursuant to a request for confidential treatment and for which confidential treatment expired on 31 Dec 2020.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Charles Mathys Chief Compliance Officer Chicago, Illinois 12 Feb 2021