OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC)

Q3 2017 13F Holdings Report, New Holdings, Stock Holdings

Signature - Title
Sal DiGangi - CCO
Location
Chicago, IL
Holdings as of
30 Sep 2017
Value $
$121,663,000
Num holdings
2
Filing time
14 Nov 2017, 14:38:22 UTC
Form type
13F-HR/A-1 - New Holdings
Description
Top holdings included ALR and ALRPRB. Request for Confidential Treatment (30 Jun 2017): Confidential Treatment Expired on 30 Sep 2017.
Previous filing
Q2 2017 - 31 Aug 2017
Next filing
Q4 2017 - 14 Feb 2018
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

This filing lists securities holdings reported on the form 13F filed on 30 Jun 2017 pursuant to a request for confidential treatment and for which confidential treatment expired on 30 Sep 2017.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Sal DiGangi CCO New York City, New York 14 Nov 2017