PRINCIPAL FINANCIAL GROUP INC

Q3 2021 13F Combination Report, Stock Holdings

Signature - Title
Jill Hittner - Chief Financial Officer, Principal Global Investors, LLC
Location
Des Moines, IA
Holdings as of
30 Sep 2021
Value $
$153,299,599,000
Num holdings
2,574
Filing time
09 Nov 2021, 13:10:42 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, AAPL, AMZN, BAM, and TDG.
Previous filing
Q2 2021 - 10 Aug 2021
Next filing
Q4 2021 - 09 Feb 2022
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jill Hittner Chief Financial Officer, Principal Global Investors, LLC Des Moines, Iowa 27 Oct 2021

List of Other Managers Reporting for PRINCIPAL FINANCIAL GROUP INC:

Name Holdings Value Location File Number
POST ADVISORY GROUP LLC $18,371,000 Santa Monica, CA 028-12454
Spectrum Asset Management, Inc. $79,461,935 Stamford, CT 028-11300
Origin Asset Management LLP $43,489,601 London, United Kingdom 028-13785

Other Included Managers (4):

Num Name Location File Number
1 PRINCIPAL GLOBAL INVESTORS Des Moines, IA 028-01549
2 PRINCIPAL REAL ESTATE INVESTORS LLC Des Moines, IA 028-10400
3 PRINCIPAL LIFE INSURANCE CO Des Moines, IA 028-00793
4 PRINCIPAL FINANCIAL SERVICES INC Des Moines, IA 028-10107