PRINCIPAL FINANCIAL GROUP INC

Q4 2020 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Jill Hittner - Chief Financial Officer, Principal Global Investors, LLC
Location
Des Moines, IA
Holdings as of
31 Dec 2020
Value $
$135,012,465,000
Num holdings
2,414
Filing time
23 Feb 2021, 10:07:32 UTC
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included MSFT, AAPL, AMZN, TDG, and BAM.
Previous filing
Q3 2020 - 06 Nov 2020
Next filing
Q1 2021 - 10 May 2021
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q4 - Restatement compared to 2020 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jill Hittner Chief Financial Officer, Principal Global Investors, LLC Des Moines, Iowa 22 Feb 2021

List of Other Managers Reporting for PRINCIPAL FINANCIAL GROUP INC:

Name Holdings Value Location File Number
POST ADVISORY GROUP LLC $18,371,000 Santa Monica, CA 028-12454
COLUMBUS CIRCLE INVESTORS $2,282,246,000 Stamford, CT 028-10449
Spectrum Asset Management, Inc. $79,461,935 Stamford, CT 028-11300
Origin Asset Management LLP $43,489,601 London, United Kingdom 028-13785

Other Included Managers (4):

Num Name Location File Number
1 PRINCIPAL GLOBAL INVESTORS Des Moines, IA 028-01549
2 PRINCIPAL REAL ESTATE INVESTORS LLC Des Moines, IA 028-10400
3 PRINCIPAL LIFE INSURANCE CO Des Moines, IA 028-00793
4 PRINCIPAL FINANCIAL SERVICES INC Des Moines, IA 028-10107