Spectrum Asset Management, Inc.

Q2 2016 13F Holdings Report, Stock Holdings

Signature - Title
Joseph A. Hanczor - Vice President and Chief Compliance Officer
Location
Stamford, CT
Holdings as of
30 Jun 2016
Value $
$920M
Num holdings
21
Filing time
09 Aug 2016, 16:57:21
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included WFCPRL, HSBCPRA, RBSPRLCL, BCSPRACL, and BCSPRDCL.
Previous filing
Q1 2016 - 10 May 2016
Next filing
Q3 2016 - 10 Nov 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q2 compared to 2016 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Joseph A. Hanczor Vice President and Chief Compliance Officer Stamford, Connecticut 05 Aug 2016

Other Included Managers (1):

Num Name Location File Number
1 Sei Investments Management Corp Oaks, PA 028-16475