Capricorn Investment Group LLC

Q1 2023 13F Holdings Report, Stock Holdings

Signature - Title
Eric Techel - Partner
Location
Palo Alto, CA
Holdings as of
March 31, 2023
Value $
$465M
Num holdings
9
Date filed
5/12/2023, 06:05 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2022 - Feb 14, 2023
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2023 Q1 compared to 2022 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Eric Techel Partner Palo Alto, California 5/12/2023

Each of the holdings described below is held directly or indirectly by Capricorn Investment Group, LLC or one or more affiliated investment funds that invest a portion of their assets in Capricorn Investment Group, LLC. The Other Included Managers Nos. 1, 2, 3 and 4 herein are relying advisers (as defined under the SEC's Form ADV) of the Institutional Investment Manager filing this report (the "Institutional Investment Manager").

Other Included Managers (4):

Num Name Location File Number
1 Capricorn-Libra Partners, LLC
2 TIF Partners, LLC
3 TIGF Partners, LLC
4 SIF Partners, LLC