Perpetual Ltd

Q1 2023 13F Holdings Report, Stock Holdings

Signature - Title
Sylvie DIMARCO - Company Secretary
Location
Sydney, New South Wales, Australia
Holdings as of
March 31, 2023
Value $
$11B
Num holdings
496
Date filed
5/8/2023, 06:21 AM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2020 - Dec 8, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Sylvie DIMARCO Company Secretary Sydney, Australia 4/27/2023

*Perpetual Limited (Perpetual) is the Australian parent holding company of (i) certain U.S. institutional investment managers, Barrow Hanley Mewhinney & Strauss LLC (Barrow Hanley), Trillium Asset Management, LLC (Trillium), and Thompson, Siegel and Walmsley, LLC (TSW), (ii) certain Australian institutional investment managers, Pendal Group Ltd. (Pendal) and Perpetual Investment Management Limited (PIML), and (iii) J O Hambro Capital Ltd. (JOHCM Ltd.). For purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934 (the Act), and the rules promulgated thereunder, Perpetual itself does not exercise, and therefore disclaims, investment discretion with respect to any Section 13(f) securities positions over which its investment manager subsidiaries exercise such discretion. To the extent, however, that Perpetual's controlling ownership interest in such subsidiaries may nevertheless give rise to a Form 13F obligation on behalf of Perpetual, the information required by Form 13F is reported herein on behalf of such subsidiaries. U.S. institutional investment managers, Barrow Hanley Mewhinney & Strauss LLC (Barrow Hanley), Trillium Asset Management, LLC (Trillium), and Thompson, Siegel and Walmsley, LLC (TSW) are separately fulfilling their own reporting requirements under Section 13(f) of the Securities Exchange Act of 1934 (the Act) and therefore have not been included in the List of Other Included Managers.

Other Included Managers (3):

Num Name Location File Number
1 Perpetual Investment Management Limited
2 J O HAMBRO CAPITAL MANAGEMENT LTD London, United Kingdom 028-14777
3 Pendal Group Ltd Sydney, Australia 028-14773