ARK Investment Management LLC

Q3 2021 13F Holdings Report, Options Holdings

Notable people: Cathie Wood
Signature - Title: Kellen Carter - Chief Compliance Officer
Location: St. Petersburg, FL
Options holdings as of: 30 Sep 2021
Notional value: $9,878,000
Number of holdings: 11
Filing time: 12 Nov 2021, 08:16:28 UTC
Description: All US holdings of this investor are reported in this report.
Previous filing: Q2 2021 - 05 Aug 2021
Next filing: Q4 2021 - 28 Jan 2022
Stock holdings: Showing options holdings, see here for stock holdings

Sym	Company	Class	Option	Share Change	Activity	* Price $	Shares	Notional Value

Filing 2021 Q3 compared to 2021 Q2 by default. Changes are calculated vs the previous SEC filing.

Compare Q3 2021 to

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Kellen Carter	Chief Compliance Officer	New York, New York	12 Nov 2021