Trellus Management Company, LLC

Q3 2021 13F Holdings Report, Stock Holdings

Signature - Title: James Scaplen - Chief Compliance Officer
Location: Delray Beach, FL
Holdings as of: September 30, 2021
Value $: $112M
Num holdings: 58
Date filed: 10/26/2021, 02:18 PM
Form type: 13F-HR
Description: All US holdings of this investor are reported in this report. Top holdings included VICR, VTNR, AWK, AMT, and ASPN.
Previous filing: Q2 2021 - Jul 30, 2021
Next filing: Q4 2021 - Jan 31, 2022
SEC: View on sec.gov
Options Holdings: Showing stock holdings, see here for options holdings

Sym	Weight	Trade Impact	Company	Class	Shares Change	Activity	Value Change $	Value $	* Price $	Shares
VICR	15.6%		Vicor Corp	COM				$17.4M	134.16	130K
VTNR	10.4%		Vertex Energy Inc	COM				$11.7M	5.24	2.23M
AWK	7.8%		American Wtr Wks Co Inc New	COM				$8.72M	169.03	51.6K
AMT	4.51%		American Tower Corp New	COM				$5.04M	265.42	19K
ASPN	4.35%		Aspen Aerogels Inc	COM				$4.86M	46.01	106K
GENI	3.91%		Genius Sports Limited	SHARES CL A				$4.37M	18.66	234K
RMNI	2.8%		Rimini Str Inc Del	COM				$3.13M	9.65	324K
EBIXQ	2.65%		Ebix Inc	COM NEW				$2.96M	26.93	110K
CSTM	2.52%		Constellium Se	CL A SHS				$2.82M	18.78	150K
PI	2.03%		Impinj Inc	COM				$2.26M	57.12	39.6K
DIS	2%		Disney Walt Co	COM				$2.23M	169.17	13.2K
PRTS	1.96%		Carparts Com Inc	COM				$2.19M	15.61	140K
BLK	1.95%	+0.45%	Blackrock Inc	COM	+600	+30%	+$503K	$2.18M	838.85	2.6K
ATRA	1.68%	+0.51%	Atara Biotherapeutics Inc	COM	+32K	+43.9%	+$573K	$1.88M	17.90	105K
TSM	1.5%		Taiwan Semiconductor Mfg Ltd	SPONSORED ADS				$1.68M	111.67	15K
EIGR	1.46%		Eiger Biopharmaceuticals Inc	COM				$1.63M	6.68	244K
THRM	1.45%	+1.45%	Gentherm Inc	COM	+20.1K	NEW	+$1.63M	$1.63M	80.93	20.1K
DNMR	1.35%	+0.76%	Danimer Scientific Inc	COM CL A	+52K	+130%	+$850K	$1.5M	16.34	92K
AYX	1.31%		Alteryx Inc	COM CL A				$1.46M	73.10	20K
SPXL	1.29%	+1.29%	Direxion Shs Etf Tr	DRX S&P500BULL	+13.5K	NEW	+$1.44M	$1.44M	106.96	13.5K
PRTK	1.28%	+0.05%	Paratek Pharmaceuticals Inc	COM	+10.6K	+3.73%	+$51.5K	$1.43M	4.86	295K
SMG	1.24%	+1.24%	Scotts Miracle Gro Co	CL A	+9.46K	NEW	+$1.39M	$1.39M	146.34	9.46K
MAPS	1.17%	+0.72%	Wm Technology Inc	COM	+55.8K	+160.9%	+$809K	$1.31M	14.49	90.5K
WAB	1.16%		Wabtec	COM				$1.29M	86.20	15K
LPSN	1.14%		Liveperson Inc	COM				$1.27M	58.94	21.6K
WPRT	1.12%	+0.06%	Westport Fuel Systems Inc	COM NEW	+20K	+5.57%	+$65.8K	$1.25M	3.29	379K
COMM	1.09%	+1.09%	Commscope Hldg Co Inc	COM	+90K	NEW	+$1.22M	$1.22M	13.59	90K
SNOW	1.08%		Snowflake Inc	CL A				$1.21M	302.50	4K
ADSK	1.02%		Autodesk Inc	COM				$1.14M	285.25	4K
FDX	0.98%	+0.98%	Fedex Corp	COM	+5K	NEW	+$1.1M	$1.1M	219.20	5K
CTLP	0.96%	+0.14%	Cantaloupe Inc	COM	+14K	+16.4%	+$151K	$1.07M	10.78	99.6K
VIR	0.95%	+0.95%	Vir Biotechnology Inc	COM	+24.5K	NEW	+$1.07M	$1.07M	43.53	24.5K
CDAKQ	0.92%	+0.37%	Codiak Biosciences Inc	COM	+25.2K	+66.6%	+$411K	$1.03M	16.33	63K
BCEI	0.84%	+0.84%	Bonanza Creek Energy Inc	COM NEW	+19.7K	NEW	+$944K	$944K	47.92	19.7K
CPNG	0.81%		Coupang Inc	CL A				$909K	27.85	32.6K
AVAV	0.77%	+0.13%	Aerovironment Inc	COM	+1.65K	+19.7%	+$142K	$863K	86.30	10K
COIN	0.75%		Coinbase Global Inc	COM CL A				$842K	227.57	3.7K
DM	0.74%	+0.39%	Desktop Metal Inc	COM CL A	+60K	+109.1%	+$430K	$825K	7.17	115K
AGQ	0.73%	+0.13%	Proshares Tr II	ULTRA SILVER NEW	+4.4K	+20.9%	+$141K	$816K	32.00	25.5K
RNG	0.66%	+0.66%	Ringcentral Inc	CL A	+3.4K	NEW	+$740K	$740K	217.65	3.4K
DMTKQ	0.66%		Dermtech Inc	COM				$739K	32.10	23K
SQ	0.64%	+0.64%	Square Inc	CL A	+3K	NEW	+$720K	$720K	240.00	3K
DDOG	0.63%		Datadog Inc	CL A COM				$707K	141.40	5K
GEG	0.6%	+0.22%	Great Elm Group Inc	COM NEW	+110K	+57.9%	+$246K	$670K	2.24	299K
UBER	0.58%	+0.2%	Uber Technologies Inc	COM	+5K	+52.3%	+$224K	$652K	44.78	14.6K
GTYH	0.58%	-0.11%	Gty Technology Holdings Inc	COM	-15.8K	-15.5%	-$119K	$645K	7.52	85.8K
PEGA	0.51%		Pegasystems Inc	COM				$572K	127.11	4.5K
KN	0.5%	+0.5%	Knowles Corp	COM	+30K	NEW	+$562K	$562K	18.73	30K
SWIR	0.43%	+0.43%	Sierra Wireless Inc	COM	+31.3K	NEW	+$486K	$486K	15.51	31.3K
PDCE	0.42%	+0.42%	Pdc Energy Inc	COM	+10K	NEW	+$474K	$474K	47.40	10K

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
James Scaplen	Chief Compliance Officer	San Francisco, California	10/26/2021