ARES MANAGEMENT LLC

Q4 2019 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Penni F. Roll - Chief Compliance Officer
Location
Los Angeles, CA
Options holdings as of
December 31, 2019
Notional value $
$9.95M
Number of holdings
2
Date filed
8/20/2021, 04:47 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2019 - Nov 14, 2019
Next filing
Q1 2020 - Aug 20, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q4 - Restatement compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Miriam G. Krieger Chief Compliance Officer Arlington, Virginia 8/20/2021

*The Reporting Manager does not have formal investment discretion with respect to the securities in the indicated rows, but may be deemed to be part of a group exercising such investment discretion. Such group, if any, would include each manager identified in the column captioned "Other Managers" relating to a given issuer. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any Other Included Manager exercises investment discretion or is a member of such a group with respect to such securities. Reference is made to reports filed under Sections 13(d), 13(g), and 16(a) for additional information with respect to such beneficial ownership and/or pecuniary interest of the Reporting Manager, any Other Included Manager and related entities. The filing of this report shall not be deemed an admission, for purposes of Section 13(f), 13(d), 13(g), or 16(a) under the Securities Exchange Act of 1934, as amended, and the rules thereunder, or for any other purpose, that the Reporting Manager or any other person (including Other Included Managers named herein) is the beneficial owner of any securities.

Other Included Managers (1):

Num Name File Number
1 ACOF Operating Manager III LLC 028-14343